This communication is strictly intended for individuals residing in the states of Texas and Arkansas.
IMPORTANT CONSUMER INFORMATION A broker-dealer, investment adviser, B/D agent, or IA rep may only transact business in a state if first registered, or is excluded or exempt from state broker/dealer, investment adviser, B/D agent, or IA registration requirements as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirements, or an applicable exemption or exclusion. For information concerning the licensing status or disciplinary history of a broker-dealer, investment, adviser, B/D agent, or IA rep, a consumer should contact his or her state securities law administrator.
Prospective financial planning clients of KBK Wealth Strategies receive an initial consultation, during which the client's goals and the suitability of an ongoing relationship are discussed. Once the specific client relationship is established, the following steps are suggested: