Securities and Advisory Services offered through Royal Alliance Associates, Inc., member FINRA and SIPC. KBK Wealth Strategies is a marketing name.
This communication is strictly intended for individuals residing in the states of Texas and Arkansas.
IMPORTANT CONSUMER INFORMATION A broker-dealer, investment adviser, B/D agent, or IA rep may only transact business in a state if first registered, or is excluded or exempt from state broker/dealer, investment adviser, B/D agent, or IA registration requirements as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirements, or an applicable exemption or exclusion. For information concerning the licensing status or disciplinary history of a broker-dealer, investment, adviser, B/D agent, or IA rep, a consumer should contact his or her state securities law administrator.
Prospective financial planning clients of KBK Wealth Strategies receive an initial consultation, during which the client's goals and the suitability of an ongoing relationship are discussed. Once the specific client relationship is established, the following steps are suggested:
- Develop and prioritize specific short and long-term goals
- Analyze the client's financial situation and challenges
- Complete a questionnaire to determine appropriate personal risk tolerance
- Make recommended investment strategies
- Implement the agreed-upon recommendations
KBK Wealth Strategies can provide a turn key approach to wealth management that includes the following:
Investments
- Traditional IRA
- Rollover IRA
- Roth IRA
- SEP IRA
- Mutual Funds
- Brokerage Accounts
- Variable Annuities
Financial Planning
- Wealth Management
- Retirement Analysis
- 401(k) Accounts and Rollovers
- Optional Retirement Plan (ORP) Accounts
- 403(b) Accounts
- Estate Planning
- Taxation Implications
Risk Management
- Long-term Care Insurance
- Life Insurance